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Compliance Manager™ Software

A compliance case management computer software system designed specifically for OFR and to assist compliance officers in meeting their obligations as set out in the SRA Handbook 2011. Produced as a stand-alone package it can operate alongside existing practice and case management systems and can be tailored to meet the specific needs of each legal practice.

Compliance Manager™ includes:

  • Comprehensive compliance management system for compliance Officers with integrated compliance monitoring and reporting facilities.
  • Flexible risk management, file review and supervision systems tailored to meet the specific needs of your firm
  • Automated identity verification, conflict checking and due diligence reporting
  • Full range of registers, checklists, policies, sample precedents and forms
  • Complaints management, breach reporting, anti-money laundering and business management control and reporting systems
  • Telephone advice and support.

Compliance Manager™ key features and benefits:

  • Fully functional compliance management systems for COLP, COFA, MLO, Risk Manager, Complaints Officer and Training Officer
  • Annual reporting systems for all compliance officers
  • Electronic document and email management systems providing full audit trail history
  • Electronic ID verification and conflict checking
  • Fee earner supervision and file audit review management systems and controls
  • Complaints management and reporting module
  • Risk assessments, risk management, and reporting system
  • Control systems for undertakings and key dates
  • Management and reporting systems for compliance failures, suspicious activity reporting, potential claims, financial benefits, gifts & hospitality, financial interests and referral & fee sharing
  • Fully integrated system of registers covering all 22 key compliance control systems
  • Checklists and periodic review systems for each compliance officer
  • Client and matter management control systems and checklists
  • Precedents for all main policies
  •  Integrated diary with MS Outlook synchronisation
  • Staff database and personnel management system
  • Extensive help and assistance.


Compliance Manager™ is available from as little as £99 per month. To find out more
call us on 0845 4755 358
or click here to send us an email.

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